Chapter 8:

Deep Ecology and Harmony with Nature

HUMAN BEINGS are in grander synergies as they build all sorts, scopes and sizes of human groups and communities.  We are all in still much grander synergies as members of the ecosystem where we live, as part of our collective planetary home, of continents, of landmasses and islands, etc. etc. in a closely-knit crucially interdependent family of plants and animals and rocks and earth and air and water and all dynamic combinations of these.


1. Dependence and Destruction

The humans depend on all these for its emergence and survival on this planet.  It is however a disappointment that the species styling itself with the word “sapiens” or even the double-qualification “Sapiens-sapiens” is apparently not yet substan­tially, much less fully, contributing its unique “sapiens” capabi­lities for exalting or even just preserving the common planetary home.

The ongoing ecological destruction has been aptly des­cribed as a mindless but egocentric (anthropocentric or homo­centric, which is an extension of being egocentric) aggrandize­ment and over-acquisition, which is tantamount to a slow-motion suicide.

The underlying ignorance here is the misreading of the supposed “human stewardship over nature” as to own and the latter’s “corollary right” to control and abuse. And, against all logic, to destroy.  This has been observed in the last quarter-century and is being addressed by a growing number of persons, organizations and movements who have seen the light of inter­connectivity and foresight to work out the concept of “sus­tainable development” and, beyond this utilitarian paradigm, gradually developed and promoted the paradigm of deep ecology and harmony with nature, of loving life in all its incarnations.

During all this time that the overly-intellectualized hu­man had forgotten love and respect for Nature, the indigenous peoples, specifically the dwindling survivors of destructive total aggression from their fellow-humans, have been keeping to org­anic philosophies and lifestyles reflecting such inner wisdom in honestly and humbly acknowledging the human as just a part of the greater holon that is Nature.  Sad to say, majority in so-called ‘sapiens’ communities allow or even abet the death of the indi­genous communities and their respective cultures that are the last repositories of such inner wisdom. Their obliteration by the for­ces of greed glamorizing modernity, is a most unfortunate dev­elopment that should make us pity not the indigenous peoples alone who are dying, but more so the entire human species whose very survival, on the longer term, depends on the re­emerg­ence and mainstreaming of the indigenous knowledge systems.

While saying “You are a child of the Universe; no less than the trees and the stars you have a right to be here,” Deside­rata is also in effect saying the trees and the stars have that right in the first place.

Aside from respect for respective rights as humans, trees and stars, we have reason to appreciate the reality that we all are actually in this together. Especially the humans, along with all our animal cousins, and the trees, along with all their plant cou­sins.  Full comprehension of the crucial tieup between our pulse and our breathing ought to include, as well, a full comprehension of the carbon-hydrogen-oxygen cycles in the teaming up of respective respiratory, circulatory and digestive systems of plants and animals that make these two large groupings of org­anisms literally life partners.

How can we not acknowledge the plants as our life-partners?  All the food that we get to eat (the fruits and veggies as well as all the second-hand vegetables called “meat”) comes from those plants, specifically the leaves where all that solar-powered food production for the world takes place. And practically all the oxygen comes from the underside stomata of these leaves.  And yet we allow the massacre of trees in logging and clear-cutting for various purposes. And we even trim leaves, and even the branches from which they grow, just to shape bushes along the cubism style of human aesthetics!

The book Biped on the Blue Ball: The Supposed-Sapiens Who Laughed at the Dodo, which I wrote in 1990 and reedited and republished in 2000, calls humans “Bipeds,” calls Earth the “Blue Ball,” and describes the human folly:

“The profit-greedy Bipeds can never be expected to stop the mad destruction of the Earth or even just to stop and think about it in earnest.

“And the rest of the Bipeds?  Well, they're trying to survive from day to day, so busy they cannot afford to stop and think about their survival with the Blue Ball.  Quite understand­ably they ignore the ominous Wails of the Banshee, and the clarion calls raised for all to help rescue the environment.

“Many of these Bipeds have harbored a predisposition to defeatism.  And who can blame them?  Do not the powerful pro­fit so much from the continuing, if not accelerating destruction of the Browned-Blue Ball?  And are they not powerful enough to meet and crush any Quixotic endeavor to save the Blue Ball at the expense of their profiteering?  Rhetorical questions these have become, indeed!

“The majority of the Bipeds have barely coped with the crisis, magnifying, and being paralyzed by, a sense of power­lessness.  This sense of defeatism has flowed into apathy, even fatalistic resignation.

“This sense of fatalism has somehow combined with their propensity for small-group mentality, for parochialism.  They are now trying to ignore the fact that we are all together in this perilous predicament, the fact that the scourges to be unleashed by environmental destruction will not, and indeed does not, see differences in race and color, citizenship and nationality, creed and ideology, sex and age, and income bracket.

“They are indulging instead in the faint and utterly unrealistic hope that the planet's destruction would not affect specifically their own country, their own state or locality, their own grouping or clan or family, their own bodies. Surely the Thinking Biped, the Two-Legged Genius of the Blue Ball Earth, could be capable of more rationality than this!


2. Rays of Hope

 “Meanwhile, the honorable bunch of environment-defending Bipeds have been a growing but still very tiny minority.  Shouting their throats hoarse, their have been a lonely voice in the wilderness of passivity and inaction. And destruction.

“Their small Greenpeace rafts and boats have succeeded in blocking the paths of poison-carrying or whaling ships of the powerful.

“Their declarations of concern and letters of protest have started to spread especially during "Earth Day" and "World Environment Day" commemorations.  In some instances, these have drawn support from some powerful Bipeds, including those who are themselves guilty of environmental destruction.  In some other instances, these get echoed in the august halls of legislation.  But again, a chasm almost always yawns wide between enactment and enforcement of whatever environment laws result from their efforts. The fate of environmentalist laws and agreements have had to hang in the balance of struggles between the powerful and the majority in each country, and between the powerful countries and the rest of the world.

“These environmentalist groups have needed more and more volunteer human-hours just to be able to keep track of environmental battlefronts.  Apparently, most of the other Bipeds have been too busy even just to listen in earnest.  Much less do they have the time to assume the pose suggested by Rodin and decide to join in concrete action.

“And so, the Biped continues with his lucrative enter­prises and hectic labors, slowly but surely destroying the Blue Ball, barely noticing, or, worse, noticing without recognizing, the present-day creeping effects of such destruction -- a warmer, "Greenhoused" global atmosphere that slowly melts some polar caps and raises inch by inch the sea level, much longer and hotter summers, droughts that cause duels over irrigation ducts and daily cursings before dry and silent faucets, and electric power shortages.  Not to mention the fast-paced extinction of countless plants and animals, the erratic schedules of the seasons, the storms and floods that would remind us of Noah's Ark, plus all sorts of new illnesses.

“The Biped continues to look at the tree as a profitable commodity.  And, finding glamour in feigning concern, the officialdom agrees to impose selective logging bans, where tree-cutting would henceforth be allowed only in areas where there are some trees still left, and logging would be totally banned in areas where there are no more trees.  The Dodo may be laughing aloud somewhere out there about this!

“And so, the Blue Ball turns brownish as tropical areas are shaved by electric saws to become patched-up deserts, as coastal cities are gradually reclaimed by the sea, and erosion slides down to cover ocean floors with what used to be mount­ains most majestic.

“We are not called upon to worry about the Balance of Nature.  There is absolutely no necessity for worrying about this, for balanced she will always be.  It's just that the balance of Nature at some near-future date might no longer include the Thinking Biped at all or as we know him now.

Changes in the environment may just spare the species, but in a somewhat altered form.  The Biped, for example, may very well fulfill the ‘Riddle of the Sphinx’ in a bizarre way well beyond the wisdom of Oedipus Rex -- the smoothskinned Biped, well into the dusk of his existence and evolution, may just possibly mutate into, and survive as, a thick scaled Triped.

“Of course, even in such a shape, his innate Narcissism can definitely maintain sel-esteem.41Well…!

“Nature has always been, and will always be balanced in each of the other planets in the Solar System, where the Biped of any of his distant cousins can never hope to exist. Nature will always be balanced on Blue Ball Earth, with or without me and you or any of our cousins.

“The super-resilient cockroach may yet have the last laugh on the Biped who shall have completely poisoned himself with the insecticides he had invented, which destroyed his life-support systems, all for monetary gain.

“After the Thinking Biped shall have perished, who shall put to use all the money he shall have adoringly accumulated?  The pesky pest, of course!  Legal tender bills and financial certi­ficates may all taste delicious to the ever-gnawing cockroach, until he himself has to perish.

“Behold!  The Blue Ball spins and travels around Fireball Sol, against the vast expanse of black emptiness.  The fate of the Thinking Biped, and all of those close and distant cousins he has likewise so mindlessly imperiled, still hangs in the balance, as a growing global movement strains to overcome formidable difficulties and rescue the Earth for all of them.

“Will the Thinking Biped and all his cousins on the Browned-Blue Ball be able to live happily ever after’ for many more years?

“Baby Bipeds now "cooing and gooing" in their cribs may indeed live and grow up, but perhaps not exactly very happily.

“For the mind now staggers at how much worse our environmental problems could have gone by the time they grow up and try to live on, and make a living from, this very same Blue Ball Earth.

“These cute and helpless infants are now silently but forcefully demanding from their parents a more confident assurance on their future even as we chase after the clock all day everyday for short-term survival.

“It won't be long before they learn of the word ‘Why?’ and start using it in endless strings on us, their Biped parents.

“ ‘Why don't we see around anymore any of the trees shown here in these beautiful pictures?  Why did they all die?  Why did those people kill the poor trees?  Why were they allowed to do it?  Why…?’

" ‘Why do we always have 'seas' in the streets?  Why does all that water rush down from the mountains?  Why…?’

" ‘Why can't we drink water from the faucet? Why do we all have to keep wearing these breathing masks all the time?  Why…?

" ‘Why?  Why?  Why?’ the Biped babies of today will be asking us quite soon.

“And, no thanks to us, chances are they won’t be able to "live happily ever after."

“A nightmare… this is nothing short of a nightmare just waiting to unfold before our eyes that are widely awake because we have not been able to escape the haunting ghost of Malthus…”  

Upon the suggestion of a beloved friend, Prof. Anna Ma. S. Torres of Miriam College, I decided to add for the second edition of this book a positive option to balance off the grim picture:

“Of course it doesn't really have to happen just this way.  No, not at all…!  The nightmare can be turned into a dream of paradise regained. That is, if enough Thinking Bipeds the world over validated the word sapiens on the name of the species…

“For starters, nations of the world must come together as one to stand before the rest of the bio-diverse citizens and elements of our living planet Gaia, and take full responsibility for past and present environmental destruction.  The critical mass is building up for this, especially with such efforts as the Earth Charter process and a successful series of worldwide Earth Day and World Environment Day commemorations (around the world).

“Yes, the Thinking Biped should be saying sorry not only to his yet unborn babies, but to all his close and distant cousins and their babies.  He should fully grasp in theory, po­licy and actual behavior the drive for Sustainable Development -- which means ‘meeting the needs of today without com­promising the ability of future generations to meet theirs.’ -- and rise even beyond such framework.  As a fully thinking, and actually spiritual being, the Biped is fully capable of Deep Ecology.  It is only the matter of having too many blinders now that prevents him from pursuing even just the framework of Sustainable Development.

“Deep Ecology goes beyond Sustainable Development. It is about respecting and preserving all life forms, loving all incarnations of all life forms, wherever they are and whatever they look, not only because we need them but more so because we are awed and overjoyed to be part of this great Symphony of Life itself.

“A person steeped in the philosophy of Deep Ecology would be concerned with the sufferings of the sea birds now awash in oil slicks from spills, or with the elephants being slaughtered for tusks they would leave behind, anyway, when they die, or with whales being beached in big numbers, as much as they would be appreciative of the plants and animals right around them, as much as they'd smile at butterflies -- and at future butterflies -- and lovingly fondle each baby leaf within reach of their fingertips.

“Not many people have reached this level of conscious­ness, although the number is growing.  The Biped is gradually discovering an internal synergy of mind and heart

“On this basis, enough Thinking Bipeds can lovingly commit a conscious synergy of efforts to rescue and heal, con­ serve and exalt, our Mother Earth.  Now, that would be a giant leap for Humankind right back to the bosom of our home planet, undoubtedly a euphoric historic event that would herald a new way of life for all Earthians. It will be no less than a paradise regained where all on Blue Ball Earth can benefit from holistic progress in philosophy and science.”


3. Synergize the Local Movements!

“Think Global, Act Local!” This slogan was widely-welcomed when it gained currency among environmental move­ments in various countries in the last two decades. But the “think global” part can stand clarification. The “thinking global” must be done by local communities and by synergies of local communities. If nation-states and inter-governmental mechanisms genuinely represent the views and policy positions of such synergies of communities, then national-level policies and programs, and the resolutions of inter-governmental mecha­nisms such as world summits can legitimately answer for the “think global” part.  The problem is that they rarely ever do.  

Even non-government organizations usually seek to get their act together on the “national” level, with all their feet firmly planted on the clouds, and send out or, worse, “send down” their analyses, resolutions, guidelines and directives for the local communities to comment on, validate, and obey. Especially those NGOs that design their prioritizations and programs according to the likelihood of getting funds from international and national funding entities, and implement approved programs according to the timetables set by such funders, the local communities are rarely taken into full account, if at all, as the ultimate source of mandates and originators of initiatives that the national government and the “national-level” clusters of NGOs should heed and act upon.

The top-down approach to environmental advocacy and activism runs parallel to the top-down approach of Globalized Greed being rammed through by international business elite circles that acknowledge accountability only to their stock­holders and ignore or even crush whatever accountability nation-state governments acknowledge having to their res­pective citizenries. These two top-down approaches were hor­ribly demonstrated in the World Trade Organization’s obviously-strong suasion over the proceedings of the recent World Summit on Sustainable Development, which, by and large, backtracked on the pro-environmentalist resolutions of the Rio Summit a whole decade before.

What can happen now is that both the government and the non-government entities in the various countries would be pressured to take their respective signals from the same WSSD documents, with the governments tending to invoke these in washing their hands over continuing destruction, and the non-government entities would seek to maximize on whatever victories were gained. Directives from the two sets of entities would soon be expected to rain on the heads of the same set of local communities and the latter will be placed in a reactive position and be flooded with an avalanche of guidelines and educational materials “from above.”

The communities, therefore, should acquire the full ca­pability for proactive thinking and acting local and synergizing with all other communities to globalize both the thinking and the acting. National-level NGOs and clusters of these would do well to facilitate this synergy in information-sharing, resources-sharing, capability-building in decision-making, and other forms of support for the community-based movements.

I have had the occasion to write an editorial for the journal (of May 2002, p. 3) of a monthly environmental forum called “Kamayan para sa Kalikasan,” and the article says this in part:

“ ‘Think global, act local!’ is a good 1990s call for re­membering and pondering today. Think and talk global is what the heads of state will surely do a lot of during the (WSSD in August that year). They have many questions to address: what has been accomplished in the full de­cade after the United Nations Con­ference on Environment and Development (UN­CED, also known as “Rio Summit”)?  After the UNCED hammered out Agenda 21, has this been translated into coun­try-specific programs and poli­cies? What has been the impact of this on the environ­ment, if any?

“In our case, a joint government-NGO council immediately came out with Philippine Agenda 21, had this blessed with the power of policy from the national government, and made to undergo a process of particularization in the regional and provincial contexts, before it apparently lost what­ever momentum it had at the start.  What about im­pact on the environment here?  Did it have any?

“Of course, it must have had some impact. But as we would always like to remind reporters on the “environment beat,” the Philippine environ­ment is not in the office of the Secretary of En­vironment and Natural Resources or in any build­ing of his entire department, and neither is it in the na­tional and regional offices of all environmentalist non-government organizations (NGOs) combined. Much less is it in filing cabinets where co­pies of PA21 and minutes of discussion meetings on it are being kept. The environment is in the very lives of the people in neighborhoods and villages and in clusters of these. Apparently, all talk of PA21 stopped short of reaching these “low” levels of living reality.

“Still, there was concrete action in the com­­mu­nities where the local people them­selves decided to protect their lives against environmentally-destruct­ive ‘development’ projects, and then managed to draw in support from city-based advocacy groups. There are actually organic environmentalists in the communities, and many of them can be inter­linked in coordinative bodies that they can fully claim to be their own.”

There are, indeed, many organic environmentalists, org­anic leaders, organic intellectuals in the local communities, and these are much closer to the natural environment than desk-bound city-based government and non-government functionaries can ever hope or pretend to be.  

These people, being “organic,” are in the best position to take direct lessons and inspiration from living ecosystems all around them, the synergy of symbiosis, where the trees have the broad point of view while their roots are deeply and firmly planted on the ground, and no one has to take the word of the pigeons, hawks or vultures as the complete Gospel truth on anything.

The challenge to all environmental advocates and activists is to break free from the human-needs-centered utilitarian sustainable development paradigm for environmentalism and the politics-based hierarchies or funds-driven programs in thinking and acting.  

Instead, adopt and live from day to day the supreme love for, and the faithful emulation of, the magical dynamics of Life itself.  We cannot fully serve the natural environment, the great Nature Holon that humans belong to, while ignoring the full glory of its Innate Wisdom.  

J J J

  

 

   


Chapter 9:                     

Stable Tripod for Sustainable Development: 

C-N-E Resources in Associative Economics

WHILE the human-centered sustainable development frame­work can never suffice to fulfill the highest human quality and aspiration in dealing with Nature, it is an obvious minimum when it comes to economic management. It should be a real concern for all players in an economic ecosystem of whatever scale that the economy in that scale is managed prudently and effectively for sustainable development.  There is a need for an overhaul of economic theories that have taken care of the peo­ple’s needs only in theory, using macro-figures and hi-fallutin’ terms designed to be well beyond the victims’ ken.


1. A Bold Indictment from a Non-Economist

Considering the dismal conditions of the majority of the people in the world, where 80 percent of the world’s resources for consumption go to only 20 percent of the world’s population and 20 percent of the resources have to be shared by 80 percent of the population, I dare accuse here and now the mainstream economic theorists and policy-makers behind these realities of being an irresponsible and incompetent lot. Some are more irresponsible than incompetent and others are more incompetent than irresponsible.   This will likely be viewed as a rather heavy charge for a non-economist to make. So, I clarify what I mean exactly: I dare accuse here and now the mainstream economic theorists and policy-makers behind these realities of being an irresponsible and incompetent lot.  If you think that my clarification is a mere repetition of my original charge, you must have failed to notice that the entire repetition is italicized. Need I clarify some more?  I dare accuse…

About my being a non-economist, I admit it so proudly and thankfully, because if I were one, I would have become more vulnerable to the temptation to apply economic theories that take care of the people’s needs only in theory, and drop a lot of incomprehensible terms, so that everybody will be assured that I know of those theories and those hi-fallutin’ terms. If I were an economist I would be tempted to use various macro-figures to tell the hungry and the destitute that contrary to what they actually experience there is enough statistical evidence to prove that they are not at all hungry and not at all destitute. If I were an economist, I would be tempted to behave like all those adults heaping lavish praise on the invisible robe of the naked emperor, instead of being more like the innocently-honest child in that story. Fortunately for the interest of truth, the child had not yet reached the “age of reason” and could therefore speak out with much sense before being promptly silenced.

I am confident of the validity of my accusation. Acknowledged experts in various areas of human concern, including those who deal with major factors that are well beyond human control, exude more determination and optimism that obstacles can be hurdled to improve the state of affairs in their respective fields of real expertise.  In contrast, mainstream economists have upheld fatalism, akin to saying “economic imbalance in the world has been fated upon man by all the gods of Olympus and we can’t do anything about it but analyze and cope, and pray for economic miracles” Either all the more intel­ligent humans have flocked to all the other fields except economics or the reason why these economists are the mainstream economists is because they please and keep in power the powerful economic elite of the world with their pronouncements that confuse and paralyze the people.  

(Of course there are economists who are of more earnest and more competent minds, but they are obviously kept marginalized by the powerful elite, lest they redress the gross imbalances and disturb the elite’s lucrative business systems. In the Philippines, the esteemed Dr. Sixto K. Roxas, Alejandro Lichauco and Emmanuel Q. Yap are just some of these economists of the people.)

When one claims, categorically or indirectly, to be an economist for a national or local community, one claims to be competently serving such community. If actual performance shows that these people are actually advisers or apologists or both, for a narrow exploiting elite, there is a lie being perpetrated. It’s time the people, the stakeholders, expressed the truth of their economic conditions, studied basic economic principles without the hi-fallutin’ trimmings, and claimed ultimate command over policy-making that affects their lives. In such efforts the people can be helped to a very large extent by the economists who are really on their side.

2. Separativeness is Ignorance

Ultimately it all boils down to ignorance, because those who abet the grossly unfair and unsound economic policies, whether by active hi-fallutin’ encouragement or by defeatist sufferance, are not enlightened enough by truth and wisdom that in harming their publics they harm and even devalue themselves. For we are all one. Moreover, all human potentials for better behavior and performance mandate their full actualization and utilization for the benefit of the whole of humanity. So we just have to ask “Father, forgive them for they know not what they do, but please don’t expect us to respect them even just a bit for their dismal performance.”

It is also the problem of ignorance behind the behavior of many external investors in forcing or stealing their way into national or local community economics. The problem with these very powerful players is that many of them do not act earnestly as stakeholders in these economies. After extracting all the resources they can while playing their active roles, they abandon these same economies after their intervention in them start showing signs of destructive effects. After exacting cooperation from local stakeholders on the basis of glorious promises of progress, they eventually leave these stakeholders deep in debt and with no natural resources left to live on.  

The handling of the debt is such that the debtor nations or communities are forced to agree to implement counterproductive “recovery” programs that leave them in increasingly worse conditions, in what former International Monetary Fund director Robert MacNamara has called the “Debt Trap.”

All these schemes may, at best, pay lip service to the concept of sustainable development, while in truth ensuring that there is only sustainable stagnation if not sustained impoverishment.  As a result, entire communities are being forced to “sacrifice for development” that serve only the business interests of these powerful elites. Moreover, they cause the opposite of development to be called “sustainable development” and for oppositors to such schemes as anti-development.

Real sustainable development in a community requires the effective management of the balanced interplay among three types of that community’s real resources.  Why I qualify these resources as real? Because many mainstream economies, molded in the old-school belief that economics is an exact science that takes consideration only of precisely measurable quantities, and would largely ignore natural resources in the real sense, and would totally disregard cultural factors. It is this pattern of thinking that accounts to a large extent for all the real destruction brought by “development aggression” to bear upon people’s communities the world over.  

To ignore the holistic interrelationships among all these real resources is ignorance.  Humans, especially mainstream economists, still have a long way to go in learning well that all things are interrelating parts of a whole and in learning well about honest humility in the pursuit of the truth that will set us free.  (It may be argued that these “motherhood statements” are useless in effective economic decision making, as it can also be argued that all the glowing statistical figures and hi-fallutin’ terms being bandied about have not redressed – and  have in fact served – the  immoral perpetration of gross economic imbalance throughout the world.)


3. Three Types of Real Resources

To be real, development has to benefit the lives of the people at all scopes of the human communities. One cannot speak of real national development if the component communities of the national communities are not benefited by it. The glowing or “not-that-bad” figures cannot paint a rosy the picture of the national economy unless the people at levels of the community holarchy (neighborhood, village, municipality, district, and provincial) cannot see and feel a rosy local translation of the rosy national picture. The glaring disparities between the charts and figures presented as the “national economy” and the actual lives of the people are sure indicators of simulations of progress based on artificial paper transactions undertaken to uplift confidence and save face.

To be real, Sustainable Development requires prudent management with proper foresight to provide adequately for the needs of present generation without compromising the needs of future ones

Sustainable Development has to take a full accounting of a community’s real resources, and conserve them for posterity, while using their full regenerative potentials. This depends on effectively managing the balance of three types of resources, so they all contribute to development and they are effectively conserved according to the real pace of their regeneration.

The three types of community resources that have to be maintained as a stable tripod are: (1) Economic Resources – all properties and possessions that come from the exchange system for goods and services; (2) Natural Resources – all resources freely available to the community and to any member of the community directly from Nature; and (3) Cultural Resources – all assets and possessions making up the community’s social capital, like common heritage, shared sense of weal and woe into the future, mutual trust, traditions like “bayanihan,” and the like.

For his doctoral dissertation, Dr. Ernesto R. Gonzales, who heads the Social Research Center of the University of Sto. Tomas, closely studied the dynamic interrelationship of these three types of resources as they played out in the socio-economic history of the town of Pateros, the smallest municipality in the Metro Manila region and perhaps in the entire Philippines.  Before a certain historic inflection point in the early 1970s, Pateros enjoyed a balanced interplay of the natural, cultural and economic resources or capital of the townspeople. For centuries before that point in time, the people of Pateros lived in relative abundance and harmony, and with a bright outlook for the future.  

The inflection point identified in the study conducted by Gonzales (2002) was the fast-pace and massive influx of industrialization into the once idyllic but reasonably progressive town, which influx has since focused very narrowly only on the economic resources and allowed the other two types – natural and cultural resources – to be drastically destroyed.  

Therefore, from being a comfortably dense population in what was then a much larger territory, with a productive economy, a river system teeming with life, and a throbbing sense of community and ethical values, Pateros has become a shrunken and overcrowded town with a commerce-dependent economy, surrounded by dead rivers and radio transmission antennae.

If this continues, Pateros would not be able to afford much longer even just a semblance of economic progress from the overfocusing on economic resources and allowing natural and cultural resources to be thrown out the window. All three legs of this cultural-natural-economic tripod should be balanced, stable and productively interplaying. In all the community constituencies of local and national economics, these three types of capital ought to be handled well in a synergy-oriented strategy.   


4. Reviewing the Meaning of ‘Development’

Dr. Sixto K. Roxas gives 68 numbered paragraphs in his monograph on Sustainable Deve­lopment and the National Interest: Intra-Country Regions and a Four-Quadrant Eight-Level View of Local Integration (May 18, 2002), the first ten items of which seek to clarify the meaning of the word “development”:

‘Development’ is the most used and least understood word in contemporary discourse. Economists use it to describe what is really mere growth. Psychologists refer to the evolution of the individual’s cognitive functions, his self and his personality. Anthropologists apply it to the evolution of culture, sociologists and political scientists to the formation of social patterns and political and governance systems.

‘Development’ in fact does involve all those processes. Its meaning that becomes dominant in a country depends on the power position of the practitioners from different specializations. The dominance of the business and economics in the Philippine political scene has meant that in this country the term will mean primarily growth – in production, in sales, in incomes, in domestic and foreign trade, in investments.

“But growth in particular rates, patterns, and quality is merely the external result of a whole complex of other forces external and internal, individual and collective, psychological, ideological, organizational, of worldviews held and values maintained that determine behavior in the homes, farms, factories, offices, market places of the country.

“Communities, political units, organizations are made up of individuals that constitute their leaders, managers and constituents. Each of these individuals has gone through a process of personal development and is at a particular stage in that process, physical, biological, psychological, mental, spiritual – acquiring beliefs, ideologies, worldviews, values, behavior patterns and habits as a result of nature and particularities of his nurture. Combined into families, clans, tribes, communities, organizations of various forms and purposes, they endow the collectivities they form with particular cultures that exhibit specific patterns of organization, operation and performance. As the individuals change and develop over time and in specific geographical environments, so the collective groups manifest behavior and performance patterns – of which economic variables are an important but not the sole aspect.

“Scientific economics has developed its rigorous models by drastic and heroic abstractions from these complex processes to “explain” the behavior of key economic variables and succeeded in crafting elegant theoretical structures that presume to depict reality adequately for purposes of management of entire systems and individual units constituting them.

“Such models over time became not merely analytical models to understand systematically the way real economies work and predict their performance but blueprints for reorganizing real communities and organizations and forcing them into the theoretical molds. Where this transformation succeeded, the analytical models seemed to work satisfactorily for purposes of practical management.

“But in countries that were of earlier stages of development, all manner of pathological dislocations have become evident. The Philippines – for reasons peculiar to its geography and its historical development – seems to be experiencing greater difficulties than its neighbors. The theoretical equipment  and the practical wisdom of academics and practitioners have not seemed to provide answers for the country’s predicament.  And over the last 56 years of the Republic’s existence, the country has gone through sixteen cycles of false starts, peaking and then crashing of expectations.”

Does Dr. Roxas, the first Filipino president of the Asian Institute of Management (AIM), simply dismiss the mainstream economists of the Philippines as a big bunch of incompetents?  Not at all.  His analysis is paradigmatic. “SKR” continues:

“The country has not lacked professionally-trained economists and other social scientists, organization and manage­ment experts rigorously trained in world-class business schools.  But the repeated failures of diagnosis and prescriptions seem to demonstrate the inadequacy of the economic, social science and managerial paradigms either to explain to explain our condition or prescribe an effective strategy and protocol of action.

“The difficulty in the analysis seems to lie in the materiality and importance of the factors that the abstractions of economic science leave out of the equations: specifically, the ideological, sociological, political and spiritual elements that are cavalierly lumped together and labeled ‘non-economic’ vari­ables. The ‘devil’ is in those details.

“We need a more rigorous framework, however, for sub­suming all the psychological, ideological, sociological, political and spiritual elements that go into behavior and performance. One such framework combines the ‘organizing generalization” (i.e., viewing all realities as holons) devised by Ken Wilber for understanding the whole process of human evolution and development, and the work of Don Edward Beck using a bio-psycho-socio-logical schema originally put forward by the late Professor Clare Graves, the ‘spiral dynamics.’ ”

SKR’s explanation of Wilber’s holon-centered system appears near the end of Part One of this book.  Beck’s “spiral dynamics” is something I still have to comprehend.


5. Building-Block Synergies in Associative Economics

Associative Economics—the framework where global and national economies are cultivated in synergies of local economies in a ground-up (not “trickle-down”) sort of building and operating systems. The “trickle-down” way of Globalized Greed control national economic policies and programs “from above,” and bring the policies and programs “down” to the level of the local constituencies and instrumentalities.  

This pattern renders all pretenses for democratic governance as pure hypocrisy.  “Economies of scale” which is almost always invoked by apologists for the arrangement, carry the presumption that the magnified volume is a synergy of the smaller component parts, in which case the governing entity involved would be accountable to this synergy of constituencies.  Invoking the principle of economies of scale where there exists no synergy of small economies is at best intellectual dishonesty, if not outright stealing.

Accountability across all the existing levels of the holarchy of community should be real in any democracy; faking it, especially in the service of external intervenors, is an exploit­ative maneuver that should not be countenanced in the con­science of every stakeholder, servant or leader.  Associative eco­nomics best illustrates the paradigm spelled out by Alvin Toffler (The Third Wave), which asserts that Small-Within-Big is Beautiful.” Toffler is countering the logic of “economies of scale” where the full merger of entities results in monolithic arrangements where the avowed leaders are able to conveniently forget about their accountability to entire communities.  At the same time, Toffler also criticizes Schumacker’s “Small-is-Beau­tiful” framework.

The “Small-Within-Big Is Beautiful” framework abets the proliferation of many enterprises and entities that are small enough to afford a working intimacy between the leaders and the led; thus maintaining the members’ and stakeholders’ close su­pervision of the policies and operations of these entities. At the same time, because the “Small” is “Within Big,” this prolife­ration of team-ups and linkages is syner­gized by the mutually-beneficial networking involved. The operations of primary coops within federations, and of inde­pend­ent business owners (IBOs) within Jim Dornan’s Network Twenty-One, are examples of this.

Engr. Faustino G. Mendoza, Jr., who heads the National Economic Protectionism Association (NEPA) and is presiding over the revitalization and expansion program of this 69-year-old organization, expresses his faith in associative economics. In an article prepared for the Lambat-Liwanag Conference on Asso­ciative Economics, Social Capital and Sustainable Development, held at the Polytechnic University of the Phil­ippines in August 2002, Mendoza says, in part:

“As the Philippine economy continues to worsen, there is no other course for NEPA and all other honorable and pragmatic Filipinos but to engage in organization- and institution-building to­wards a strong national collective stakeholdership and advocacy in economic nationalism. Contrary to the pronounce­ments of apologists of global­ization, nationalism is not only relevant up to now, it is our only hope for national survival.  Far from being against development and progress, economic nationalism is the Filipino people’s only hope for real development.

“We have so much in resources that we can synergize.  We still have rich natural resources that we can finally start utilizing for our own country’s economic benefit by not selling them down the river hurriedly and therefore very cheaply. We have so much human resources in our people’s skills and more importantly in deep-seated sense of honor and industry that can be reawakened and fully harnessed if only we can make them work in a system of collective self-help in an atmosphere of social justice.

“Through millions of mutually-beneficial ‘Tangkilikan’ (mutual-patronage) transactions among empowered local com­munities, cooperatives, small and medium enterprises and groups like NEPA, we can save our nation from sinking ever deeper into the mire of mass poverty, massive unemployment, and Filipino enterprises closing shop.  Such transactions and interlinking enterprises are building blocks that can be synergized as the inner strength and basis for a strong, independent and progressive Philippine economy.”

Associative economics is not a new concept. It is as old as socio-economic democracy. It antedates the cooperatives, the type of organization that breathes synergism. What is new is the degree of urgency for unconnected enterprises and community economies to interphase and link up, in the face of the fast-growing scourge of Globalized Greed.  The most effective way to thwart the designs of a monolithic tyrant is to build a synergy among component parts and respect fully its synergized will.  

A non-industrialized country like the Philippines cannot hope to be really industrialized by what has been called an “ind­ustrializing elite.”  The elite of the country has had two parts: the pro-foreign-domination elite that can have some capability for industrialization but does not have any motivation to do it; and the patriotic elite which has all the motivation but lacks in resources.  

Since the entire population is a stakeholder in such process as a real industrialization of the country and not just located within the country’s territorial boundaries, any such “patriotic elite” should stop being elitist and work to draw in the sub­stantial participation of a large section of the population, of the people themselves, whose small amounts can be synergized in closely interlinked capital build-up and closely interlinked transactions that gradually mechanize production processes and start producing small but numerous kinds of machines and machine parts.  

The masses should not be relegated to the unproductive role of rooting in rallies for a national industrialization led by and dependent on any such “industrializing-elite”; the people have to pool their resources and build up their own industrialization-oriented enterprises, especially agri-based ones, starting realistically at the grassroots and attaining economies of scale by an orchestrated widescale enterprise-interphasing. The strong cooperatives across the archipelago have shown signs of readiness to play a vital role in what would likely be a long ground-up process.

For this to commence as reality and march on to triumph, there should be real rural reconstruction and industrialization.  In his book, Towards a New Economic Order and The Conquest of Mass Poverty (third printing, 1986, p. 101), nationalist economist and writer Alejandro Lichauco gives us three conditions for rural development. Writes he (emphasis his):

“The reconstruction of our rural areas should be based on three elements. There are (1) land justice, under which land shall be owned by the tiller; (2) industrialization, under which the rural economy shall cease to be based simply in land but shall, in addition, incorporate the machine process, so that productivity be­comes a function of both land and manufacturing industries, small, medium and large-scale; and (3) economic democra­tization, under which opportunities for livelihood are opened to the powerless and not restricted to a limited few who are endowed with capital and  have monopolistic access to economic resources.

“The key to the implementation of the third element lies in the development of cooperatives as a democratoppic mode of ownership. A real program of agrarian reform must include reserving to cooperatives specific categories of economic acti­vities.  Only by such monopolies can the powerless in the rural areas be effectively induced to mobilize collectively and be ensured that their livelihood ventures are effectively protected by a monopoly status.

“There is nothing wrong in giving the poor economic monopolies that would ensure them of livelihood.

“This is an instance where monopolies are indispensable to economic democratization. The poor must be given mono­polies provided they organize themselves into democratic coope­ratives.”

Lichauco, who spoke at the same Lambat-Liwanag conference with Mendoza, highlights this vital link between agriculture and rural economies, on the one hand, and national industrialization on the other, and of the latter growing from the enhanced productivity of the former.  He also refers to the imperative of “economic democratization.’ Apparently, he is not about to pin all his hopes on a so-called “industrializing elite.”

But with preference for quick solutions, people who wait for such an earnestly “industrializing elite” to have enough resources to push for the industrialization of the country may have to be ready to wait forever.  Led by Mendoza, NEPA is not engaged in such narrow and futile waiting game.

Already, a spokesperson for cooperatives-driven pro­gress for the Philippines has emerged with almost four de­cades of track record in savings mobilization and financial independence and stability.  Toward the end of his book, Hungry No More, published in 2002 by the National Credit Cooperative, Atty. Conrado L. Baltazar writes that on the ba­sis of the no-bad-loans system trailblazed by the Tubao Credit Cooperative in La Union, cooperatives can indeed provide resources for countryside development and industrialization. Baltazar says:

“(T)he National Credit Cooperative can go into partner­ship arrange­ments with deserving ventures of primaries needing bigger investments. In this way will the poor get a chance to lift themselves out of poverty.

“If enough grassroots cooperatives all over the country can be imbued with the genuine essence of cooperativism, of self-reliant joint enterprise of members who are highly motivated and rewarded for disciplined productive effort, and are assisted by their own mechanisms for interlinkaging, namely the secon­dary cooperatives, and financial institutions that they themselves own and govern, there is no reason for their members to go hungry, there is no reason for their communities to go hungry, and there is no reason for this nation to go hungry.

“Can Philippine cooperatives make that quantum leap for self-overhaul and empowerment? Can Philippine cooperatives start a good system and maintain it beyond the usual life ex­pectancy of ningas cogon?  Of course!  The people of Tubao, La Union, have made it their way of life for more than a quarter of a century!  

“The most important thing is the resolute decision to do it. To save the poor from poverty, to save the hungry from further hunger, to save the children from a future of dark un­certainty, worsened poverty and destitution. To save our national economy from its worsening addiction to the illusory gains from dependence on foreign investments, there must be a resolute decision to find solutions everywhere else, like in grassroots de­velopments that can be mainstreamed nationwide, like our suc­cess in Tubao.

“Can the Philippine cooperatives make that quantum leap?  I’m proud to inform all of you that a fast-growing number of cooperatives in this country have already started out on that process.  Can the Philippine economy be made to quantum-leap away from the Manila-centered and foreign-currency-dependent programs and policies that have only proven to be counter­productive over the past decades, having been a major part of the cause of the problems these are supposed to be solving in the first place?  

“Many people, especially the economists in the national government and the policy-makers in higher echelons of our society, may continue debating its desirability and its very possibility. They may continue debating, while Tubao Credit Cooperative works and self-replicates to eventually answer that question convincingly, not in words but in terms of success stories.  

“Some of you may also think of ways to support us in this effort.  One easy way is to spread the word about us: that there is a growing ray of hope for the Philippine economy, and it is in the growing number of healthy cooperatives validating their claim to the name.”

A clear vision for a “Pambansang Tangkilikan” (National Mutual Patronage) economy is articulated by SanibLakas Foundation’s Tony Cruzada in the pamphlet, Pambansang Talastasan’ and ‘Pambansang Tangkilikan’: Twin Imperatives for National Synergy-Building, Empowerment and Upliftment, issued early in 2003 by the SanibLakas-convened Katipunang DakiLahi (underscoring in the original):

“Rather than an economy dominated by a narrow elite, foreign investors and favored importers, a nationalist economy that is in the hands of millions of the common tao. An eco­nomy that protects Filipino enterprise, utilizes Filipino ingenuity, develops Filipino industries, operating nationwide and across the globe. Not dependent on foreign investment or borrowing but on the talent, labor and savings of millions consolidated for strategic investments. All the elements of this Economy of the Taongbayan are already present in the hundreds of pilot programs that have been designed, developed and tried out by numerous people’s organizations (POs) and non-governmental organizations (NGOs), small and medium in­dustries, cooperatives, and socially responsible media organizations, the churches and the Academe. All that is needed is to integrate the best and most equity-building of strategies and programs  into a  coherent system  to be adopted  by communities. The integration of process will be guided by the new prin­ciples of Associative Economics and the much hidden potential in the coope­rative system. National economy built on thriving local economies.

“The national invigoration of the economy will be accomplished through the thousand units of synergistic action at commu­nity level, orchestrated through a complex of institutional linkages. Integration, consolidation and synergy building will be nationwide through convergences creating concentric circles of energy at all levels from the Barangay, Muni­cipality, Province, and Region. All of these will be grounded on local empowerment, giving primacy to Primaries, i.e. community-based eco­nomic units formed by households in a neighborhood.”

Cruzada, who is Katipunang DakiLahi’s overall coordinator for Pambansang Tangkilikan, talks about a local drive:

“To consolidate the initiative and energy provided by indi­genous, organic leaders, entrepreneurs and economists who in­still faith in self and in the community, faith in the Filipino’s capacity to reform and triumph. Leaders who will generate hope that we can break the cycle of failure brought upon us by un­inspired leadership and policies, and finally build the nation we can be and want to be. Lakas ng loob and bayanihan spirit will propel the needed action. Intensive mobilization will be easier if centered on ensuring stable em­ployment and adequate income since these will enable fam­ilies to meet their basic needs, provide a wider range of options and satisfy other aspirations.”

This local drive, he writes, brings forth local solutions:

To raise the level of productivity of every household and participation in community planning and decision making and the overall empowerment process. Installing local mechanisms for savings and investment that enable jobs to be multiplied and local resources optimally utilized, based on best practices from nume­rous pilot projects. Business groups will be alerted to their productivity potential and possible net worth. On the basis of poten­tial productivity, savings will be invested in groups, and ventures that show dedication and promise, and products that are of high quality and market­ability. Capacity building, especially man­agement will be given priority to ensure that the planned ventures succeed.”

“Local Synergies, he says,” will be created “to coordi­nate the diverse elements that must come into interplay at the community level. Attention will have to be paid to the synchronization of the cultural, natural and economic capital, to everwidening circles of collaboration, involvement and partici­pation in diverse forms. Programs on jobs and sav­ings will be linked with social security, family planning, health care, housing, utilities and environmental concerns. Finally, pre­paring the next generation will be an essential part of the in­tegration process.”

To summarize, the C-N-E Tripod in Associative Eco­nomics for Sus­tainable Development is good man­agement of the interactive synergetic dynamics of cultural, natural and economic resources in the holarchy of coope­ratives and other business enterprises within the attainment of nationalist industrialization, and in the holarchy of community economics, from village-wide to nation-wide. It takes full consideration of all human needs, and of synergizing well all human capa­bilities and natural resources for addressing those needs, from the scope of the local com­munity to the scope of much bigger holonic realities.

On the other hand, associative economics is the synergism principle’s answer to the forced centralization of labor forces, markets, nay entire economies worldwide, for the narrow interests of Globalized Greed.  Associative Economics operationalizes Toffler’s assertion that Small-Within-Big is Beautiful, empowers all active stakeholders, and puts more sense to  the human-needs-and-re­sources management systems, called “economics.”  

With the abundance still all around us in terms of natural and human resources, there’s no reason for the natural resources to be destroyed and for the majority of the Homo sapiens to go hungry for long stretches of time.  We have had enough of technocratic gobbledygook! It’s time to demand some honesty and common sense in the way we handle our economics!

J J J

   


Chapter 10:

Trans-Generational Bonding

HUMANS of any generation are very important players in a synergetic relay, in a process of wisdom accumulation, in a process of collective growth from generation to generation. This is the inter-generational bond that embraces us all along the full timeline from the time the first humans emerged until the last humans perish.  


1. Mandates and Accountabilities in the Flow

Our latter-day discernments on human dignity, as enshrined as recently as only half a century ago in a Universal Declaration of Human Rights (1948), have to impact on our rightful valuation of human dignity from the time of the proverbial Adam and Eve, Noah, etc..  Transgenerational bond­ing mandates that we value the “primitive” memories and ideas of our elders and ancestors, and it mandates likewise that we hold ourselves completely accountable to all the generations still to come after us in upholding such dignity of all members of the human race regardless of time, place and other circumstances.  

The Lambat-Liwanag empowering paradigm pertinent to sense of history puts it in synergetic tandem with the discern­ment of a sense of mission.  

An empowered sense of history creates a wholistic appreciation of process of history through stages of suffering and triumph, through stages of disunity and of consolidation as a community, through stages of progression and of stagnation or even regression, and seeks the mandates of the past achievements and lessons for present-day generations to pursue and fulfill for the sake of generations yet unborn.  

This is the full appreciation of the continuity flow of history, a wholistic framework that militates against the eclectic and trivial handling of historical matters.  Such a collective sense of history – a sense of shared heritage and shared fate -- and such sense of mission contribute in no small measure to the cultural resources of a community, big or small, and therefore to its synergy.

This continuity flow is the second in a set of three dimensions in what I have come to popularize as the “three-D” view of history. The first D stands for detalye, the Filipino word for details of information about specific historical events; the second D stands for daloy, the Filipino word for flow, which seeks for each event answers to questions of causality (why did that happen?) and consequence (so what if it happened?); and the third D stands for diwa or spirit, which covers matters of intellectual honesty, point of view, and philosophical underpin­nings (whether basically dissective or integrative).  

Modesty aside, this “3-D” view of history has made more alive, deeper and more interesting the study of history on the part of a growing number of students.  This framework shuns rote memorization and encourages independent critical thinking and analytical valuation.  


2. Synergies from Shared Evolution

Strictly speaking, whenever we talk of our ancestors, we should also be looking back in tribute to our ancestors as life forms, like all those ancient mammals, reptiles, and fish and mono-celled beings clustered in cell colonies. All the evolutionary lessons in those species are lodged as data in each of our cells’ DNA. And our bodies evolve in a very similar path right inside our mother’s womb and shortly after we get born.  

The most important elements of growth of human consciousness is a series of discoveries and realizations of pre-existing realities that the human sciences like anthropology and archeology can only hope and seek to chase after. The sooner human science removes its human-imposed limitations in terms of its tools (like limiting these to measurements of what the “five only” human senses can perceive, the sooner can the humans be ready to avail themselves of the full enjoyment of the grand realities that have always been there.  Then we shall all outgrow all tendencies towards divisiveness and its resultant self- and mutual-constriction.

Needless to stress, all the other organisms in the great ecosystem, are also celebrations of synergies among earlier forms evolving, more or less among the paths studied by Darwin into our present-day fellow living beings in the plant, animal, and in-between kingdoms. Trans-generational bonding should also be felt with our close and distant relatives across the long evolutionary process of life forms on earth.  After all, humans are supposedly the latest creation to evolve, so the human species would, by inference, be the most complete synergy of all the evolutionary stages from protein cells and monocelled prokaryotes to primates and humanoids, that had to accumulate to finally lead to the emergence of the homo sapiens sapiens.  

Brian Swimme writes in The Universe is a Green Dra­gon (Sta. Fe, New Mexico: Bear and Company, 1984, p. 100):

“Consider a mountain goat. These animals have the abili­ty to stand on a tiny ledge of rock with the wind blowing and the rains crashing down on them. Their hooves, in particular the outer shell of the hoof surrounding the inner pad, allow them to get a hold on a small rock as if they were grabbing it with pliers.

“What we have to appreciate is that this adaptation required millions of years. The ancestors of the present-day mountain goats lived on mountains, adapting to the mountain’s shapes, the difficulties of gravitational pull, and everything else. Those shapes that were most successful in fitting into the mountain’s reality were selected for survival, so that what we see how contains all that previous experimentation.  The hoof is the memory of the ancestral tree.  It didn’t show up accidentally; it was shaped by the accumulated experience of millions of goats.  

“The point is, matter remembers the elegant hoof. The genetic sequence enabling such a hoof to be fashioned becomes dominant in the gene pool, passing the hoof around to all members of the species. So, you see what I mean when I say the hoof is permeated with memories from the past. From this standpoint, the hoof is those memories.

“Just as hoof is memory, the human body is memory. Think of how many creatures are involved in the ancestral tree for the creation of our fingers! When you lift your hand, you are lifting all the vast experimentation that led to that hand. There before you is the history of the great events in the universe: the biological exploration, the supernova explosion, all the signi­ficant moments of the last twenty billion years are remembered.

“Matter (does the remembering). Matter in the form of molecules. The sequence of molecules that make up your DNA is a sequence of memories.    We can only look with astonishment at the genetic sequence of molecules captured – remembered – by the DNA in all cells. … Think of how many billions of creatures were involved in the accomplishment of (creating) the animal eye.”

J J J

   


Chapter 11:

Governance and Social Development

IN Maps of the Mind (Collier Books, NY), Ruth Benedict, the anthropologist and poet, is credited with introducing the idea of synergy into social science, wrote: "From all comparative material the conclusion emerges that societies where non-aggression is conspicuous have social orders in which the individual by the same act and at the same time serves his own advantage and that of the group."  (Maps of the Mind, Charles Hampden-Turner, Collier Books, NY, page 148.)

It is therefore ironic that when groups of people created states and governments, the latter creations have been using conspicuous aggression in imposing “peace and order” among the citizens, lending credence to the Marxist-Leninist definition that “state is the coercive instrument of class oppression.”


1. The Basics of Governance and Politics

The word “politics” has long acquired a negative meaning in the Philippines and in many other so-called “democratic” countries, where professional politi­cians, many of whom are charlatans and opportu­nists are, the ones who run governments instead of the statesmen. However, before we completely shun politics altogether, let’s review some basics:

Governance is the management of community needs and re­sources in all areas of social concern, and it covers ensuring the assertion and protection of the constituents’ individual and collective rights (economic, social, cultural, civil and political rights as enshrined in the Universal Declaration of Human Rights of 1948 and in the international covenants flowing from it).  The claim to exercise governance and to collect taxes for such exercise is validated only by the people’s mandate on the basis of the degree of actual performance of the service functions flowing from the people’s inalienable rights.

For example, government builds roadways and operates (through regulatory contracts called franchises) public transportation systems, in order to serve well the citizens’ right to freedom of movement.  It operates state and public schools and exercises supervision over private schools to ensure that the citizens’ right to education will not be served only on paper.

Politics pertains to all acts to determine or at least influence how to prioritize all the needs, how to sustainably utilize the resources for benefit of all the constituents, how the synergies are to be played out, if at all, and who among the people are to be mandated to perform the role of orchestrating and who among the people are to be man­dated to per­form what other roles in the orchestration. The role of orchestrating is played through a machinery for governance (called government).  

The word politics does not have to be as dirty as most people have come to know it; after all, we are all engaged in politics whenever we assert the citizens’ right to influence govern­ment policies and performance. The question of who acquires, and who retains decisively influential positions in machinery called government, the question of winning electoral mandates and useful appointments are important in politics.  But so are acts of influencing the substantial and executory shape of formalized social policy (called laws and ordi­nances) and   influencing the quality and degree of implement­ation by all quar­ters.


2. The Holarchies of Governance.

Aggression of one group of humans against other groups usually involve the perceived need of the former to make the rest of society bow to inequitable distribution of goods and services and the inequitable enjoyment of human dignity and the basic economic, social, cultural, civil and political rights that innately flow from such dignity.

Filipinos have had a long history of government func­tionaries lording it over the citizenry and using aggressive intervention in private citizen affairs as if they had the “divine right of kings” to invoke. Such government functionaries are often invoking and appropriating for their own use the “eminent domain” prerogatives of the nation state, supposedly on behalf of the people and for their benefit. However, they generally do this in performing in direct or indirect service of foreign-elite domination of our people, for which domination they are well-compensated accomplices.

National government is not higher than local govern­ment. It is only the synergized, i.e. effectively facilitated, na­tional constituency that is higher than each of the local constituencies.  When a group of households living near one another builds a synergy among themselves, they may set up this or that simple mechanism to facilitate that synergy—mass meetings at the plaza, bulletin boards, and a council of elders or chosen leaders to resolve conflicts and coordinate bayanihan-type efforts.  With those mechanisms in place, the synergy may work very well to serve the needs and will of the people making up the clustered households.  Two or more such neighborhood clusters can join together in a bigger and stronger synergy, called a barrio or baranggay, and have a bit more complex facilitation and coordination mechanism, and two or more such baranggays can build a synergy among themselves to form what they might call a municipality, and set up a bit more complex mechanism to facilitate the synergy and serve well the needs and the will of all the people in these clusters of clusters of clusters.

As we go to wider and wider scopes, the mechanisms become more and more complex but the essence should remain the same. And that is, the mechanism of whatever scope should be serving the needs and will of the people in all those clusters of clusters of clusters, not ruling them.  These government officials and functionaries on various scopes of constituency are not in any hierarchy, only their respective constituent communities are. The facilitating mechanisms are tools of the people, funded by their money, with authority emanating from them as citizenry. Tools (government instrumentalities such as councils, agencies, Houses of Congress, executive departments, Cabinet, Palace), and the functionaries posted in them at any given time, cannot be higher than the people.  

They are not monarchs or military dictators or benevolent despots although they may convincingly feel and play-act the part and be rewarded with undeserved respect (with the title “Honorable” and its attendant protocols) and bloated oppor­tunities for largesse and perks.  Only by having performance records of competence and dedication as servants of the people can these persons ever deserve the respectability they so conspicuously seek. But even the competent functionaries of competent administrations have no real right to swagger among the people or allow their underlings to do the swaggering for them. Only the ignorant and the hypocrytical opportunists can be “impressed” by their airs of self-importance.

The complexity of the mechanism for nationwide gov­ernance, the overbloated bureaucracy, has had the effect of confusing all of us enough to forget the essence. A congressman should consult with his constituents not to ask them what their problems are but to ask them what their proposed solutions are to the problems of the nation, so the congressman can faithfully represent their voice in policy discussions within the national legislature.  Basketball courts, waiting sheds, bridges, etc. are matters that should be the left with governors and mayors and baranggay chairmen to address as executives.

A larger cluster is not more important than a smaller one.  Plans and policies of local constituencies should be synergized to be the plans and policies of wider constituencies. The national government should therefore be a mechanism for synergizing the Filipino people’s own physical, mental and spiritual capabilities to serve their own needs and their own collective will.  Contrary to what we have started getting used to, it is not supposed to be a mechanism to facilitate the control of our country, of our regions and provinces and towns and communities, neighborhoods and homes, by the powerful elite of Global Greed.  


3. People’s Self-Empowerment

The hierarchy paradigm is promoted and maintained by those who seek to call attention to their so-called authority over smaller clusters while at the same time justifying why they have to obey like meek lambs the Trojan-Horse “recommendations” of foreign overlords represented by the World Bank-IMF, World Trade Organization and similar entities.

This paradigm is challenged by the people’s empower­ment paradigm, where the ideal of social justice is combined with the lesson from this quote: “Give a man fish and you feed him for a day’ teach him how to fish and you feed him forever.” And there are three distinct frameworks within which groups and individuals can relate to the people and the matter of attaining and enjoying empowerment in governmental power, in other words, political power. These are:

1) “Proxy empowerment” framework wherein an organized entity that is out of the corridors of power seeks to acquire and exercise political power in the name of the people and for the “objective” and “fundamental” benefit of the people, earnestness assumed;

2) “Dole-out and Token Empowerment” framework where wherein an entity and persons already in possession of power claim to empower the people out of their magnanimity. But sets limits to such empowerment so as not to put in jeopardy their own decisive hold on power and their very own agenda; and

3) “Direct self-empowerment of, for, and by the People,” both as individual human persons attaining full development of their respective individual human faculties and potentialities, and as groups of such individually-uplifted people synergizing their capabilities for collective self-determination and effective self-governance.  In this framework, various entities and individuals can serve, or partake in embodying, the people’s self-empowerment process (institutions, agencies and NGOs can serve this process one way or another; and each PO can partake in embodying this self-empowerment).

It is up to each individual and to each group to choose the framework to pursue one’s own efforts.  Indicators of suc­cess or significance of the efforts would include the approval and validation of these efforts by a growing percentage of the citizenry, and of course the actual impact of these efforts on the people.

The first framework is premised on building the strength and “ideological purity” of the entity that seeks to acquire power for and in the name of the people. Thus it naturally tends to require or encourage monolithic structures and practices which have the inherent tendency to stifle the initiative and creativity of many of the people involved and, in some cases, have even resulted in the disempowerment of these people.  It also abets a simplistic aversion to working with agencies and officials of the government. It even tends to simplistically polarize or dicho­tomize between cause-oriented organizations and the govern­ment or make them oppose whatever the latter does or supports, which is not really very principled.

I choose to be predisposed to give this framework an assumption of earnestness of intent to act, speak for, and serve the “objective” and “fundamental” benefit of the people. History has apparently proven me to be “too generous” for deciding to have such a predisposition.  For this reason, traditional politicians in the Philippines or elsewhere, can only appear to belong to be working under this framework, but are more akin to the second one” token empowerment doled out to the people.

The second framework is hazardous, just like the first, because it creates illusions among the people and feeds on such illusions until such time that the people, who initially pin their hopes on it, pendulum-swing to the extreme cynicism.  The “people empowerment” component of the reform program of a past Philippine administration spoke glowingly of guaranteeing the marginalized sectors of society inside-track access to deci­sion-making bodies of government, but failed short of guaranteeing that such representation would not merely be window-dressing.  The scheme tended to backfire on government in most cases where representatives of such marginalized sectors were patronizingly humored and officially heard but not really heeded in those decision-making bodies.

The third framework builds a well-founded confidence in the people’s capability not to lose sight of the need for funda­mental changes and actually builds the people’s direct capability through synergism to effect such changes.

By raising the people’s standards as to which changes may be considered essential and beyond the cosmetic or pal­liative, this framework does not harbor or foment a fear of petty reforms, for many reforms and immediate gains can really be used as stepping stones in the people’s march to achieving fundamental changes in society.

Among the three alternative frameworks enumerated above, I subscribe to the third one, and I would even go to the extent of asserting that it is the only framework that can result in the people actually being empowered. I say this because the framework of people’s self-empowerment is direct, well-rounded, and rooted in the empowerment of individuals making up the majority of our people.

At the same time, the third framework can actually support, encompass, and check for earnestness and effectiveness, those working within the first and/or the second framework.

The program thrust of the SanibLakas Foundation for National Synergy-Building is fully within the framework of peo­ple’s self-empowerment through building synergies all around.  On varying scopes, like primary cooperatives, local commun­ities and the synergy of these in the national community, diverse but orchestrated efforts are pursued in all the components of the Stable Tripod for Sustainable Development, that is, in the natural, cultural and economic resources of the people, cultivated and tapped for Associative Economics.

Along the lines of building actual synergies under this program thrust, this work has entailed organizing people into organi­zations and organizing various organizations into net­works.  SanibLakas-created organizations have also been called “program organizations” but these organizations have had their own leader­ship bodies composed of a combination of Foun­dation members and non-members, the latter being considered as co-equal individual partners of the Foundation.

In each of the orga­nizations we create and networks we convene, the role played by SanibLakas Foundation at the start is that of convenor. But the direction is toward spinning off all these organizations into auto­nomous entities, where the role of the Foundation would shift to that of concept guardian, organ­ization development consultant, and provider of supportive re­sources.

J J J


   


 

Chapter  12:

Healthy Organizations and True Leadership

A GREAT number of people are involved in organizations. But many of these people are apparently missing the point on the essence of organizations to the extent that their confusion and rampant malpractice are giving the very concept of organizations a bad name.  Same goes for archaic concepts of leadership, the personality-centered idea of leadership that often splits up organizations instead of solidifying them.


1. Essence of Organizations

The essence of organization is in synergizing the unity of purpose, of deter­mination, of views, and, there­fore, of action of individual elements (member persons or member-organizations) synergizing on the basis, and for the enhancement, of such unities.

The magnitude of synergy in any organization depends on the magnitude of commitment and energy of most if not all of the individual members.  This is the “Basic Elements” as­pect, which per­tains to the quality and also to the quantity of the indi­viduals making up the organization. Specific inter­relationships are worked out for optimized synergy determined by the organ­izational design and by the quality of its leadership. This is the “Leadership and Management” aspect.

Three Synergies are underpinnings of healthy organizations:

Synergy of the Minds for policies and decisions, which covers an understanding by the members of the needs and problems being addressed by the organization and also the intellectual consideration by them of the options available for approaches and methods;

Synergy of the Hearts/Spirit, which covers the mutual reinforcement among members of their levels of conviction and determination, as well as morale; and

Synergy of the Muscles/Actions, which covers unified and coordinated actions that fulfill and enhance the full potentialities of the sum total of the capabilities of all the active members.  

It should be noted that synergies in all three aspects correspond to what are generally described to be the triune facets of the full human: body, mind, spirit.  This implies that organizations of humans are best synergies of the full humanity of the members, and not synergizing only the muscles of most of the members, the minds of only a handful of formal or de facto leaders who decide how to deploy the muscles of all the members, and ‘never mind the spirit.’  Such organizations survive all right but they are not as effective and powerful as they can be, and they do not really function as empowering entities for members who join in.

All of these three synergies form the essential under­pinnings of organizational processes, like consensus-build­ing and policy-making, coordination, etc.

The setting of general and specific principles, approach­es, activities, policies, programs, and plans should proceed from the scientific, philosophical and organizational principle of synergism, where the total capability and actual output of a set of people working closely together is much more than the total capability or total output of the very same people if they are working separately.

Finally, the structures (bodies, job descriptions, criteria, methods of recruitment/hiring selection/election; methods of recall, etc.) should only follow and not be determined ahead of these. And this is where true leadership is very important. 


2. Synergetic Leadership: From ‘Bagani’ to ‘Balani

True leadership, in the context of contemporary human synergies, does not refer to the function of making the most important decisions on behalf of the members, or doing all the work for the members while transforming them into a fans club.  True leadership is serving the members by facilitating and or­chestrating well their synergy, by drawing all of them to over­come any tendency to act separately and instead to maximize the value of deciding to associate by acting as a big team—in decision-making, in purpose-setting, in working, and in en­joying together the fruits of their work.  

True leadership does not call attention to itself, but builds the capacity and confidence of the members, their faith in them­selves and in the great power of their togetherness. And in doing this, leadership expands itself among more and more members to have this same conscious predisposition and capacity to unite the parts of the whole more and more closely behind what is the collective will at any given time.  This has to be done without those representing the whole having any feeling of being above those parts.  Any leader who starts behaving condescendingly, even if unknow­ingly, automatically stops being a leader.

Leadership consciousness should be centered on the function of leading, of being an active part of the centripetal force, and not on the identities of specific persons making up the formal leadership bodies.  Imbued with the synergetic spirit of such consciousness, even the losing candidates for executive officers’ positions in ticket-mode elections can still be counted on as earnest teammates of the winners in the broader leadership force within the organization.  After all, we should be in a position to assume that officer-caliber members of an organization, which they all claim to be, at least tacitly, by running for office, are real leaders and not just popular personalities.

The Philippine concept of leadership has evolved over the centuries with the development of social structures, affected by the archipelago’s colonization by Spanish and American regimes.  

Thousands of years of freedom and natural evolution saw the brand of leadership akin to that of champions like David and Goliath were for their respective sides.  Bagani’ is one of the old native words for warrior and ‘bagani’ leadership is the kind where the leader is one who would do the brunt of the fighting or do the commanding for other warriors to obey.  That worked for a period of time characterized by frequent inter-group wars.  

Then there emerged the ‘bayani’ leadership. The word ‘bayani’ in the major Philippine language started out as a verb that meant serving the community through collective work that expects no equivalent material compensation.  The nearest noun-form to this was ‘bayanihan’ or community action on one another’s tasks, like planting and harvesting rice or moving houses from one area to another.  (About a century ago, the word ‘bayani’ acquired a new sense, referring to heroes and heroism.)  Bayani” leadership can therefore describe the leadership factor that draws the participation of community members to such specific collective efforts in the spirit of the synergetic “bayanihan” philosophy, which is part of our nation’s proud heritage.  

A new brand of leadership is now emerging in the world since the advent of the new millennium, in the stream of what has been called the “Age of Aquarius.”  This is the leadership factor to bring people to awareness and appreciation of our essential oneness as spirit incarnated in separate bodies with distinct histories.  

Although gathering, reflecting and sharing the light, through writings and oral discussions have been part of the means employed by these leaders, the latter do their work mainly by “living and being the light,” that is, by bringing the essential reality of our oneness in their consistent behavior in the most challenging of milieus.

As Walsch writes of ‘God telling him’ (Conversations, Book 3, 1998, p.182): “Bring your awareness to others. Not by proselytizing but by example. Be the source of the love which I am in the lives of all others. For that which you give to others, you give to yourself. Because there is only One of Us.”

The very being of these new-type of leaders, and the consequent behavior flowing from that being, produces fields of awareness and appreciation akin to magnetic fields produced by each magnet and affecting objects all around each magnet. Thus I refer to this leadership as “balani leadership,” ‘balani’ being the Filipino word for magnet.

Bayani” leadership builds strong synergies behind spe­cific tasks at hand. But as the pattern for such collective behavior is established and strengthened, it gets imbibed by the greater mass of the participants and it goes well beyond the concerns of specific tasks and gets established as these people’s mode of living and existence, individually and collectively.  

Balani’ leadership is thus attained by those who habitually see commonalities and points of unity in the most antagonistic of configurations, those who are ever-predisposed to do the following as individuals and as teams, whatever area of human interaction is involved:  link up the unlinked, coordinate the uncoordinated and act as a living bridges among organizations or sections of the population that are not relating enough or at all, or are even hostile to one another. They are the conscious synergizers or synergy-builders.  (Our synergism-oriented SanibLakas Foundation is seeking to synergize in its membership and activity-oriented life the consistently-active conscious synergizers; those who are unable or unwilling to be consistently-active are very much welcome to join the broader but less-compact community called Pamayanang SanibLakas.)

Balani” leadership can only grow from “bayani” lead­er­ship. But they have a big difference: Bayani leadership discovers and actualizes the value of parts coming together in synergy, and Balani leadership rediscovers that we are all one in the first place, before the seeming separation arising from the forgetting.

As of this writing, much refining has yet to be done on my integrated description of “bagani,” “bayani” and “balani” leadership, and I welcome all shared experiences and ideas for further working it out.


3. Collective Will and the Matter of Discipline

Healthy and strong are those organizations that synergize their individual members’ will and skill, their motivations and capabilities, instead of having to cultivate these in them in the first place.  A strong organization is one where the members are firm on their respective personal decision to band together, real­ly band together, and make this banding together really work for the sake of their synergized aims. The healthy organization cannot and would not accept members who had not applied for membership or categorically manifested a choiceful personal decision to pursue their personal purposes which the organi­zation would only facilitate for synergetic pursuit.

But members, as all humans and other holons, feel both the tendency to be a good and firm team-players and uphold the team-play, and the tendency to go it his or her own way as an individual with very individual motivations and capabilities.  Discipline is therefore the mechanism for an organization to be stable by drawing its members to consistently behave as team players. Rules are made collectively for collective gain, and rule-breaking, the acts of spoiling the team-play, is an offens­e not just against the rule enforcers but against the organization itself. Reeducation is therefore the best remedy for breaches of discipline, and even practically-consequential sanctions, like fines and penalties and even expulsion, should primarily aim for education of the general membership.

In the book, Hungry No More (National Credit Coope­rative, Philippines, 2002, p. 83), Conrado L. Baltazar gives this valuable input on discipline:

“Let me go back briefly to the matter of discipline. Some people might take this term in the sense of its usual use especially to justify martial-law, authoritarian and regimented practice where righteous behavior is motivated mainly by fear of punishment to be meted out on offenders by authority figures and bodies.  Is the effort to instill discipline, of this sort, compatible with The Cooperative Way, the way of synergism, the way of service-orientation and volunteerism, the way of associative economics…?

“Apologists for authoritarianism and command systems have unfortunately been allowed to monopolize, to own, the term, and the others who use it in healthier sense do not clarify their own sense for the education of their leaderships and audiences.

“Effective penal sanction systems – with heavy penalties, effective monitoring to flush out offenders and effective prosecution/judicial systems can indeed make for very effective discipline among a group of people. But under the principles of cooperativism, discipline in the cooperatives should emanate from within each person.

“Each member should be developed in enough personal maturity to comprehend the just logic of the rules, and to con­nect their own individual interests inextricably with that of the cooperative, they would each exert best efforts not to commit acts that would weaken the cooperative. Only the matured can see the imprudence of breaking the rules of a system that are placed for their own collective interests. Only the matured can grasp intellectually and practice in a living way the principle of synergy that has to operate if the coop­erative is to fully serve them and to continue serving them.

“Joining the cooperative is voluntary. All voluntary acts of matured persons are expected to be conscious voluntary acts. They join a coop because they know that it is prudent to do so for their individual and collective interests. And common sense would tell them that cooperatives can only work to serve those individual and collective interests if and only if all or even most of them make it work, by going along fully with the systems they have agreed, out of collective common sense, to adopt.  It has been observed among many cooperatives that members are not conscious of this logic. We don’t want to assume that they joined the coop to ‘put one over the coop.’

“Inner and conscious sense of discipline is therefore not only compatible to The Coop Way, it is The Coop Way.  It’s something like no one committing any crime even if the policemen are nowhere in sight.  It’s like people who’d refrain from defecating in the middle of the community plaza not be­cause somebody might see their private parts, someone might see their act and discredit them or some policeman might see and arrest them. They simply won’t do it because they don’t want to foul up the air being breathed by the entire community including themselves and their loved ones. A matured cooperative mem­ber, who knows the essence of cooperativism and not merely the intricacies of some coop activity or other, would refrain from participating in the slow slaughter of the goose that lays the golden egg.”

Baltazar’s explanations of discipline are rooted in de­cades of successful practice of their credit cooperative in Tubao, La Union, in Northern Philippines.  We focus on the synergetic dynamics of cooperatives in the succeeding chapter.  But the matter of inner discipline is also founded on a person’s integrity, the synergy of one’s thoughts, words and deeds, as well as in the will to be consistent in the synergy of our actions and experiences in co-creating and actualizing Who We Really Are.  And each human being both an individual and a part of a whole, that Whole is created together by individuals who consciously and firmly seek to make fully effective the synergetic dynamics of such a Whole, where every individual member acts more upon the basis of prudent collectivity than upon the folly of counter­productive separation.

J J J


   

 

Chapter 13:

Cooperative--Social Synergy of Personal Enterprises

MANY COOPERATIVE leaders and members are fam­iliar with the definitions of both the terms "synergism" and "cooperatives."   However, there is need for focused education on both of them because familiarity is never enough to meet the challenge of dynamically applying the principle of synergism. Such application should be done consciously in appreciating the very essence of cooperativism and in the lifepulse of the Philippine coop movement as a whole and of every single cooperative.

There is need to focus some attention on the very essence of a cooperative: individual entrepreneurs decided to pursue their enterprises together, and really and fully together. The cooperative is the social synergy of these personal enterprises. Real and full togetherness translates into the narrowing of dis­crepancies in equity investment and into insuring equal vote in decision-making. And the full togetherness goes beyond mere joint ownership but in all joint efforts possible to make the cooperative enterprise. Each member has a stake and keen interest in the entire working of this business enterprise. It is this real and full toge­therness that distinguishes a coop from a bilateral partnership or from a corpo­ration.  

Upon this essence of cooperative stand the Seven Basic Principles of Cooperative Identity as formulated and promulgated by the century-old International Cooperative Alli­ance (ICA).  These principles serve to operationalize the es­sence.


1.  Comprehension Needs Deepening

On both concepts, textual and theoretical understand­ing has to be deepened and validated by experiential know­ledge, something that cannot be acquired within the four walls of a seminar room and within the time span of a few days.

On matters regarding the building, formalization, re­gis­tration, consolidation and operation of cooperatives, the standard education courses and modules would seem to suffice or even exceed the basic needs for these aspects of coop­e­ra­tive life to flow.  But we submit that there has been almost no­thing, if not indeed nothing, when it comes to focused education on the synergism principle itself.

Because of this, cooperative life goes on, as it obviously does go on, but leaves much to be desired in terms of quality operations and growth, precisely because the very soul of the needed dynamic unity is not really there. It is therefore not at all surprising that for many cooperative leaders and members it is quite all right that their cooperatives have been built and is continually running, mainly on the basis of resources accepted or even begged for from external sources.

They do not realize that this kind of dependence, no matter how lucrative it may be for the cooperatives concerned, negates their very identity as cooperatives and that it has even stripped them of the right to keep calling themselves cooperatives.

Lack of education and lack of application of the syner­getic essence of cooperatives is also at the root of common situations where only the officers are active while the members would not even attend regular meetings.

Certain privileges are accorded cooperatives under the Cooperative Code of the Philippines, because of their supposed nature and service to society, but unfortunately many coope­ratives have not kept their part of the covenant. I do not im­pute malice on the part of any­one for this situation.  I am just pointing out that some­thing very important has been missing in our cooperative edu­cation work, and that is the imperative of learning and con­scious­ly applying the principle of synergism for the sake of the cooperatives themselves and ultimately for the sake of our local communities and the nation.

Contrary to what many cooperative leaders and members have become convinced by decades of experience, the basic and therefore most important unit of the cooperative sector is the primary, the synergy of individual persons, the cooperators, who have each decided to pursue one’s own respective entrepreneurial endeavors together “and really together” with the others (that is, in the “cooperative way”).

On the basis of this synergy essence of the cooperative, the SanibLakas Foundation’s Cooperative Education on Syner­gism (CES) Program launched in the middle of February 2003 a mini-poster and handout campaign (with the same two-page material) for discussion, distribution and posting on or before March 10, 2003, the 13th anniversary of the Philippine Cooperative Code (Republic Act 6938).  This material starts with the following in bold and enlarged letters: “In commemoration of Philippine Cooperative Day on March 10, 2003, let us all salute the basic source of strength of coops …members who fully live by their own individual decision to synergize their personal en­terprises by really banding  together in strong cooperatives.”


2. Your Will Be Done… What Will?

Two paragraphs deliver and explain the whole point of the campaign, points that we requested cooperatives to discuss among their members:

“Voluntary membership” means the application and ac­ceptance of mem­bers lies in their personal will (voluntas) to bring together their savings and en­terprises and band together fully, for magnification of their capa­bilities through synergism. Members who live by their own decision to band fully together really feel, assert and perform joint stakeholdership and demo­cratic control in the affairs of the coop.  They are aware that they did not come in as beneficiaries of a social welfare agency, nor as clients of a borrowers’ club. They are really entrepreneurs, making full use of all the opportunities and prerogatives asserted and upheld by the Seven Principles of Cooperative Identity (promulgated by the International Coopera­tive Alliance) to make the joint enterprise grow and serve the community.  Filipino cooperators are also honoring our com­mon he­roic heritage by liv­­ing the Bayanihan spirit, where our concept of, and even our word for, heroism are ultimately rooted.  The members and the officers decide together how to make the cooperative enterprise work and sustainably grow.  

“The power of cooperativism in the Philippines is de­pendent on the solid character of individual members of primary coops, their personal and col­lective resources, and the quality of synergy among all of them.  By working toge­ther in the spirit of teamwork and Bayanihan, all the various apex organizations, federations and unions, the academe, the non-govern­ment org­anizations, and the Cooperative Development Autho­rity can help to fully enhance the heroism and capabilities of all cooperative mem­bers and unleash the full potential of our coop primaries.

“The cooperative sector can be enabled to per­form much better, and at last be popularly and officially recog­nized, as one of the major pillars of the Philippine economy that we all want to move towards recovery and sustainable develop­ment.  

“That, after all, is the no­ble intent and challenge of our ‘cooperative revolution. ”


3. Some References

The mini-poster cum handout also provides the following references for the foregoing assertions:

“The classic definition of cooperative was articulated by renowned historian Julius Otto Muller: ‘(cooperative is) a term used where a number of people join together for a common pro­ject, because joint effort makes possible an amount of strength greater than the sum of the individual amounts of energy.’  In this context, cooperation is synonymous with synergy.  [Source: Roberto “ObetPagdanganan, An Urgent Call for Co­operative Revolution, 2002, p. 3. (Emphasis ours)

“The International Cooperative Alliance (ICA) Statement of Identity defines a coope­rative as ‘an autonomous association of persons united voluntarily to meet their com­mon economic, social and cultural needs and aspirations through a jointly-owned and democratically-controlled enterprise.’ While intentionally crafted as a minimal statement, which could embrace the vast array of cooperative organizations throughout the world, the statement emphasizes some important characteristics of cooperative enterprise. These include the following essential features: enterprise, autonomy, voluntary nature, needs being met, joint ownership and democratic control. [Source: Ann Hoyt, “And Then There Were Seven (Cooperative Principles Updated),” Cooperative Grocer, January/February 1996 issue published by Dave Gutknecht, P.O. Box 597, Athens, OH 45701    University of Wisconsin Center for Cooperatives (From Internet; Emphasis ours.)]

“Article III of the Cooperative Code of the Philippines (Republic Act 6938) defines ‘cooperative’ as a “duly registered association of persons with a common bond of interest who have voluntarily joined together to achieve a lawful common social or economic end, making equitable contributions to the capital required and accepting a fair share of the risks and benefits of the undertaking in accordance with universally accepted coope­rative principles.  Article IV states that, ‘Every cooperative shall conduct its affairs in accordance with Filipino culture and experience, and the universally accepted principles…’  [Source: Roberto Pagdanganan, An Urgent Call for Cooperative Revolution,  2002, p. 3.]

“Two elements have to be stressed in applying the synergism principle on the very definition of cooperatives: one, there are members each with resources to contribute to a com­mon enterprise and readiness to face risks in substantial stakeholdership; and, two, these voluntarily band together, and really do band together in earnest, bringing in substantial am­ounts of human and material resources, to make the enter­prise work and grow. [Source: Ed Aurelio C. Reyes & Joydee C. Robledo, “Co­operatives and the Challenge of Synergism” in pam­phlet of the same title, 2nd Edition, published by the SanibLakas Foundation – Cooperative Education on Synergism (CES) Program, Coope­rative Month 2001, p. 5. (Underscoring mine.)]”


4. ‘Silent Soul’ of Cooperativism

Without clarifying the deepest rationale, or the deepest premises of the rationale, the textual, even if very accurate, comprehension of this definition cannot suffice to give us the essence. And if it involves mobilizing many people and uniting them firmly around the operationalization of the definition, such efforts may be lackluster. Or we may fail because there are no useful indicators on desired impact that the formulators of the definition had decided only to imply. If a cooperative is unhealthy, one has only symptomatic indicators pertaining to the consequent points, including any of the Seven Principles, to look into.  Symptomatic cure is not real cure, so “coop doctors” have to have more clarity on essence to guide them.

The ICA came out with an official background paper written under the leadership of the eminent Ian McPherson to expound on the consequent points of the definition, which paper also clarifies that: “This definition is intended as a minimal statement; it is not intended as a description of the ‘perfect’ cooperative. It is intentionally broad in scope, recognizing that members of the various kinds of cooperatives will be involved differently and that the members must have some freedom in how they organize their affairs.”

This paragraph just quoted explains the brevity and simplicity of the definition. It is up to the readers, the dedicated students of cooperative essence, to spot the unspoken but vital premises of the definition, with best efforts to be careful and responsible in doing so.

What would be unspoken premises in the ICA definition of a cooperative?  First premise is that persons have their own com­mon economic, social, and cultural needs and aspirations to meet. But those needs may be met either individually/separately by the people; some of these needs may be met individually and some others may be met collectively; they may be met more individually than jointly, or more jointly than individually.  

The word “voluntary” is a very heavily-loaded word. This comes from the Latin word “voluntas” meaning “will,” and “will,” in turn, carries the matter of free and informed choice, a serious decision, and the matter of strength of character of each person involved to firmly stick by his or her own decision as any strong-willed adult should.  

Among all the premises here, the deepest one is that persons would really find it prudent to decide to band together, to really band together, and to stay banded together, to meet their common needs and aspirations together -- because there is a value-added to be had, a magnification of capacities to be attained, in a well-managed joint effort. On the clarity and fulfillment of this promise lies the very basis of this definition, although it is left unsaid.

Many people are somewhat familiar with this magnified-capacities principle, because it works in nature, in sports, in medicine, engineering, and other human enterprises, but few know that it is called ‘synergism.’ This is the ‘silent soul of cooperativism.’ It makes it prudent for large numbers of people decide to join really together and remain as active majority members of strong coops.

Muller defined a cooperative as “a term used where a number of people join together for a common project, because joint effort makes possible an amount of strength greater than the sum of the individual amounts of energy.” This is the cited context of Roberto Pagdanganan for writing in his An Urgent Call for Co­operative Revolution (2002) that “coope­ration is synonym­ous with synergy.”

Without understanding and appropriately applying this synergy, cooperatives would be poor shadows of what they are supposed to be, and unable to deliver sustainably on its basic promises, and their recruits would all be a frustrated and disillusioned lot. In that case, all there would be, and only for short stretches of time, are inactive majority members of weak cooperatives on the path of dormancy or extinction.

Before they were asked to decide whether or not they want to join a cooperative, were these members fully informed about all the options available for all who want to meet their respective individual needs (that happen to be common with the need)? Were they informed fully what advantages are there in meeting these needs together with other people, and how come these advantages are actually there in the cooperative option?  In the first place, is it fully understood how this system can actually work sustainably?

If we were so much in a hurry to get more and more signatures on our membership application forms without ensur­ing the backing of some honor and firmness for those signatures, and if membership applicants were also in much hurry to secure loans without bothering to understand fully where the coope­rative’s resources should sustainably be coming from, our coop is doomed to be a very weak one, a disgrace to the real definition of “cooperative.” We cannot afford to “educate them later,” because they need to know fully the essence of the commitment of both sides before they can make an informed, free and firm decision whether or not to join our coops. That is the serious standard if we want to use the word “voluntary” and actually mean it.


5. Primacy of Primaries

There should be a felt primacy of primaries. Clusters of primaries, namely the secondaries, and clusters of clusters of primaries, the tertiaries, exist to serve the primaries, and to do the bidding of the primaries’ memberships. Under the basic co­operative principle of members’ democratic control, the mem­bers of any primary coop should not allow themselves to be controlled by even their very own facilitation mechanism called the Board of Directors, and no primary can be legitimately dominated by a secondary coop with which it is affiliated.  

The individual cooperators who have banded together in primary cooperatives should very obviously be in control of these primaries and of all the clusters of primaries and of all the clusters of clusters of their primaries, their very own enterprise-synergizing tool.  It is, after all, a synergizing tool created by the synergy of their individual personal will, choosing this commu­nity-oriented mode over other modes of pursuing successful enterprise.


6. Coops as Teachers of Synergism

With the cooperatives successfully applying the synergism principle, resulting in the members’ individual and shared prosperity, the cooperatives can perform the task of educating the broader population of the local and even the national community on this principle, as contemplated in this call raised by Joydee Robledo as executive director of SanibLakas Foundation, in a talk before the 1998 General Assembly of the Visayas Cooperative Center (VICTO) in Tagbilaran City, Bohol:

“The Cooperative is the ‘cutting edge,’ achieving ‘break­through experiences’ in effecting ways and means in actualizing synergism in the broader Philippine society. As each cooperative becomes more and more efficient and effective in responding to the needs of the times, growing successfully in numbers and strength, and reaping rewards from their achievements, the celebration can only move no other way but forward. 

“As these cooperatives go on realizing their goals and increasing their capabilities, more and more things are accomplished along the way. The cooperatives become successful one after another. Society becomes more conscious of the roles of the cooperatives in a larger picture.  This is also where economic power becomes visible and thus gives the people the opportunity to be heard, to have political power, to be properly represented, and have cultural power as well. The list of positive results may go on and on as one can imagine the ripple effect of it all.”

The coops do not just have to talk about synergism in the broader community, the coop­eratives have to live syn­ergism, they have to be living synergies, within the com­munity, for their own empowerment and shared prosperity and society’s own.

7. Coops as Players in the Grandest of Human Synergies

As synergetic local socio-economic ecosystems, with healthy cooperatives at the core, stand up as strong building blocks of empowered socio-economic ecosystems in larger scopes of human community, human development and harmo­ny shall advance and converge everywhere for the profound enjoyment and upliftment of Humankind. Because humans are the conscious bearers of divine awareness for the entire holarchic universe, this is the grandest of all the grand human synergies!  

All contribu­tions to the attainment of this, both big and small, – yours, mine, ours, everyone’s – are precious com­ponents of this grand unfolding of reality!

J J J


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